Securities Litigation

Thompson Coe attorneys have experience defending and pursuing securities fraud claims under federal and state law. Our securities fraud defense attorneys have represented broker/dealer clients in connection with various aspects of their business. They also have significant experience in handling disputes concerning advice given by and the conduct of registered representatives and investment advisors, including suitability, fraud, and failure to supervise claims.

We also regularly represent clients in shareholder or partnership disputes, including derivative actions and claims of minority shareholder oppression. Thompson Coe attorneys have successfully resolved securities fraud litigation in federal and state courts and FINRA (formerly NASD) arbitrations.